-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KiwOQwaSoQOylU7k9s/KrsEkBVGNVbxV3oS19usrZjQqVIadSqFQVoE2aNsrq/VV Zo2VLeSTgeuaJQ0/pIbM4w== 0001047469-03-005628.txt : 20030214 0001047469-03-005628.hdr.sgml : 20030214 20030214163332 ACCESSION NUMBER: 0001047469-03-005628 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EISENHAURE DAVID B CENTRAL INDEX KEY: 0000902744 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SATCON TECHNOLOGY CORPORATION STREET 2: 161 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 MAIL ADDRESS: STREET 1: SATCON TECHNOLOGY CORP STREET 2: 161 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SATCON TECHNOLOGY CORP CENTRAL INDEX KEY: 0000889423 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042857552 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43366 FILM NUMBER: 03568271 BUSINESS ADDRESS: STREET 1: 161 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176610540 MAIL ADDRESS: STREET 1: 161 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 a2103536zsc13ga.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) SATCON TECHNOLOGY CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 803893 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). CUSIP NUMBER: 803893 10 6 Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of above persons (entities only) David B. Eisenhaure - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] Not applicable. - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power 2,951,751 shares (1) ------------------------------------------------------ Number of Shares Beneficially Owned by 6. Shared Voting Power Each Reporting Person With: 873,600 shares (2) ------------------------------------------------------ 7. Sole Dispositive Power 2,951,751 shares (1) ------------------------------------------------------ 8. Shared Dispositive Power 873,600 shares (2) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,825,351 shares (1) (2) - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 22.2% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- (1) Includes 187,500 shares of Common Stock issuable upon exercise of outstanding stock options which may be exercised on or before March 1, 2003 and 2,693 shares of Common Stock to be issued before March 1, 2003 as company-matching grants under the SatCon Technology Corporation 401(k) Plan. (2) Includes 773,600 shares of Common Stock held by Mechanical Technology Incorporated and 100,000 shares of Common Stock issuable upon exercise of warrants held by Mechanical Technology Incorporated as of December 31, 2002. Mr. Eisenhaure is a director of Mechanical Technology Incorporated and disclaims beneficial ownership of these shares. CUSIP NUMBER: 803893 10 6 Page 3 of 5 Pages ITEM 1(a) NAME OF ISSUER: SatCon Technology Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 161 First Street Cambridge, MA 02142-1221 ITEM 2(a). NAME OF PERSON FILING: David B. Eisenhaure ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o SatCon Technology Corporation 161 First Street Cambridge, MA 02142-1221 ITEM 2(c). CITIZENSHIP: David B. Eisenhaure is a citizen of the United States. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common stock, $0.01 par value per share. ITEM 2(e). CUSIP NUMBER: 803893 10 6 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d- 1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; CUSIP NUMBER: 803893 10 6 Page 4 of 5 Pages (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP: (a) Amount Beneficially Owned: 3,825,351 shares (1)(2) (b) Percent of Class: 22.2% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,951,751 shares (1) (ii) Shared power to vote or to direct the vote: 873,600 shares (2) (iii) Sole power to dispose or to direct the disposition of: 2,951,751 shares (1) (iv) Shared power to dispose or to direct the disposition of: 873,600 shares (2) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10. CERTIFICATIONS: Not applicable. (1) Includes 187,500 shares of Common Stock issuable upon exercise of outstanding stock options which may be exercised on or before March 1, 2003 and 2,693 shares of Common Stock to be issued before March 1, 2003 as company-matching grants under the SatCon Technology Corporation 401(k) Plan. (2) Includes 773,600 shares of Common Stock held by Mechanical Technology Incorporated and 100,000 shares of Common Stock issuable upon exercise of warrants held by Mechanical Technology Incorporated as of December 31, 2002. Mr. Eisenhaure is a director of Mechanical Technology Incorporated and disclaims beneficial ownership of these shares. CUSIP NUMBER: 803893 10 6 Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2003 /s/ David B. Eisenhaure ------------------------------------ David B. Eisenhaure -----END PRIVACY-ENHANCED MESSAGE-----